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Compliance Officer - Asset Management (Fixed-Term Contract) (Contract/Permanent)

Location: City of London Country: UK
 

Location: City of London (Hybrid Working Arrangements; onsite x4 days per week)
Duration: 6 months initially
Compensation: Excellent Salary and Benefits Offered (Depending on Experience)

Are you a seasoned Compliance Officer with a robust background in Asset Management? Hydrogen Group is delighted to support our Asset Management client in search for a Compliance Officer on an initial 6-month FTC. This is an exciting opportunity to manage the day-to-day Compliance function and lead compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm.

The Role: As the Compliance Officer, you will join the Global Compliance team reporting to the Head of Compliance Monitoring.

Develop and implement compliance monitoring procedures
Manage the day-to-date global Compliance function
Collaborating and providing advice to investment teams on pre- and post-trade investment Compliance
Work closely with the Compliance and Advisory teams

Requirements:
Extensive experience in a compliance monitoring role with a specific focus on Asset Management, ideally across investment vehicle types (eg UCITS, 1940 Act, Cayman, etc.)
Proven track record of regulations (FCA, SEC, and other jurisdictions) and guidelines relevant to Asset Management firms
In-depth knowledge of Investment Compliance and guidelines
Previous experience within small to mid-sized Asset Management firms is highly preferred.

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Posted Date: 24 Apr 2024 Reference: JS-JN -042024-484779 Employment Agency: Hydrogen Group Contact: Beth Kean