Please answer the following questions in order to process your application.
Select your working status in the UK *
File Attachments:
(2MB file maximum. doc, docx, pdf, rtf or txt files only)
* denotes required field
Additional Information:
Availability/Notice
Hourly Rate GBP
Approximately how far are you willing to travel to work (in miles) ?
Key Privacy Information
When you apply for a job, JobShark will collect the information you provide in the application and disclose it to the advertiser of the job.
If the advertiser wishes to contact you they have agreed to use your information following data protection law.
JobShark will keep a copy of the application for 90 days.
More information about our Privacy Policy.
Job Details
Compliance Officer - Asset Management (Fixed-Term Contract) (Contract/Permanent)
Location: City of London Country: UK
Location: City of London (Hybrid Working Arrangements; onsite x4 days per week)
Duration: 6 months initially
Compensation: Excellent Salary and Benefits Offered (Depending on Experience)
Are you a seasoned Compliance Officer with a robust background in Asset Management? Hydrogen Group is delighted to support our Asset Management client in search for a Compliance Officer on an initial 6-month FTC. This is an exciting opportunity to manage the day-to-day Compliance function and lead compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm.
The Role: As the Compliance Officer, you will join the Global Compliance team reporting to the Head of Compliance Monitoring.
Develop and implement compliance monitoring procedures
Manage the day-to-date global Compliance function
Collaborating and providing advice to investment teams on pre- and post-trade investment Compliance
Work closely with the Compliance and Advisory teams
Requirements:
Extensive experience in a compliance monitoring role with a specific focus on Asset Management, ideally across investment vehicle types (eg UCITS, 1940 Act, Cayman, etc.)
Proven track record of regulations (FCA, SEC, and other jurisdictions) and guidelines relevant to Asset Management firms
In-depth knowledge of Investment Compliance and guidelines
Previous experience within small to mid-sized Asset Management firms is highly preferred.
...
Posted Date: 24 Apr 2024
Reference: JS-JN -042024-484779
Employment Agency: Hydrogen Group
Contact: Beth Kean